Regaal Resources fined ₹20 Lakhs by ROC Kolkata for PAS-3 filing violation
Regaal Resources Limited has been fined ₹20 Lakhs by the Registrar of Companies, Kolkata, for non-compliance in filing Form PAS-3. The penalty was imposed for failing to attach a valuation report. An additional ₹5 Lakhs penalty was levied on the officers in default. The company stated there is no material impact on its operations.
While the company states there is no material impact on financial operations, a penalty of ₹20 Lakhs is a notable financial burden and reflects a compliance issue, hence the medium impact.
The company has been penalized with a significant amount due to non-compliance with regulatory filings, which is a negative development.
Regaal Resources Limited has announced that it has received an order for adjudication of penalties under Section 454 of the Companies Act, 2013, passed by the Registrar of Companies (ROC), Kolkata, on February 9, 2026.
The order pertains to the violation of Section 450 of the Companies Act, 2013, specifically for contravention of provisions related to the filing of Return of Allotment (Form PAS-3). The company and its officers in default were found to have not attached the required valuation report of a registered valuer as stipulated under Rule 12(7) of the Companies (Prospectus and Allotment of Securities) Rules, 2014.
As a consequence, penalties amounting to ₹20,00,000 have been imposed on the Company, and ₹5,00,000 on the Officers in default. Regaal Resources Limited stated that this order has no material impact on its financial operations or other activities.
What to do with a filing like this
Regaal Resources Limited filed this with the NSE as a statutory disclosure, categorised under other regulatory filings. It is a primary document, not a recommendation, and the desk marks it medium impact: worth reading, rarely worth acting on by itself.
That call is the part a filing cannot make for you. On RealCase, SEBI-registered research analysts and investment advisers read announcements like this one and turn the ones that matter into actions inside their model portfolios: a change in weight, a hold, or nothing at all. You are not left working out which of the roughly 250 filings published each day needs a response. The portfolio you follow is updated when a filing actually warrants it, with the reason written down.
See the model portfoliosA plain-language summary of a public exchange filing by Regaal Resources Limited. Read the original for the full detail.